Li, Li (SFC:AMF794) 李莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOSC International Company Limited | Rep | Advising on corporate finance | 2015-01-20 | 2016-11-25 | Rep | Dealing in securities | 2015-01-20 | 2016-11-25 | RO | Advising on corporate finance | 2016-11-25 | 2018-10-04 | RO | Dealing in securities | 2016-11-25 | 2018-10-04 |
| 2 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-11-19 | 2008-02-23 | Rep | Dealing in securities | 2007-11-19 | 2008-02-23 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2008-02-26 | 2012-10-26 | Rep | Dealing in securities | 2008-02-26 | 2012-10-26 |
| 4 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2018-10-18 | 2019-01-10 | Rep | Dealing in securities | 2018-10-18 | 2019-01-10 | RO | Advising on corporate finance | 2019-01-10 | 2023-12-22 | RO | Dealing in securities | 2019-01-10 | 2023-12-22 |
| 5 | Crosby Securities Limited | Rep | Advising on corporate finance | 2013-09-19 | 2014-10-31 | Rep | Dealing in securities | 2013-09-19 | 2014-10-31 |
| 6 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-10-05 | 2007-09-30 |
| 7 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-07-21 | 2007-09-30 |
| 8 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2012-11-20 | 2013-05-01 |
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