Lo, Hiu Lam 盧曉琳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ADVENT CORPORATE FINANCE LIMITED (GBEN) | Rep | Advising on corporate finance | 2021-01-19 | 2021-03-11 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Advising on corporate finance | 2007-09-03 | 2012-11-09 | Rep | Dealing in securities | 2007-09-03 | 2012-11-09 |
| 3 | GOLDLINK CAPITAL (CORPORATE FINANCE) LIMITED | RO | Advising on corporate finance | 2021-10-06 | |
| 4 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2013-05-07 | 2017-10-19 | Rep | Advising on securities | 2013-05-07 | 2017-10-19 | Rep | Dealing in securities | 2013-05-07 | 2017-10-19 | RO | Advising on corporate finance | 2017-10-19 | 2018-08-31 | RO | Advising on securities | 2017-10-19 | 2018-08-31 | RO | Dealing in securities | 2017-10-19 | 2018-08-31 |
| 5 | Silk Road International Capital Limited | Rep | Advising on corporate finance | 2018-11-20 | 2019-01-28 | Rep | Advising on securities | 2018-11-20 | 2019-01-28 | Rep | Dealing in securities | 2018-11-20 | 2019-01-28 | RO | Advising on corporate finance | 2019-01-28 | 2020-08-18 | RO | Advising on securities | 2019-01-28 | 2020-08-18 | RO | Dealing in securities | 2019-01-28 | 2020-08-18 |
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