Seah, Mitchell Yee Yong 謝于榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2022-08-01 | |
| 2 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-08-01 | |
| 3 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in securities | 2007-01-23 | 2009-03-02 |
| 4 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-04-08 | 2010-04-20 |
| 5 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2010-05-03 | 2013-06-27 |
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