Chan, Tsang Shing (SFC:AOT840) 陳增城
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-01-18 | 2013-09-02 | Rep | Asset management | 2011-01-18 | 2013-09-02 | Rep | Advising on securities | 2013-11-21 | 2015-08-07 | Rep | Asset management | 2013-11-21 | 2015-08-07 |
| 2 | CINDA INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2010-08-05 | 2011-01-12 |
| 3 | CSC SECURITIES (HK) LIMITED | Rep | Advising on securities | 2008-07-11 | 2009-11-28 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Advising on securities | 2009-12-30 | 2010-01-23 |
| 5 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | Advising on securities | 2007-05-07 | 2008-07-07 | Rep | Dealing in securities | 2007-05-07 | 2008-07-07 |
| 6 | ROCK HILL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-06-21 | RO | Asset management | 2017-06-21 |
| 7 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-11-10 | 2017-06-02 | Rep | Asset management | 2015-11-10 | 2017-06-02 | Rep | Dealing in securities | 2015-11-10 | 2017-06-02 |
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