Chan, Shirley Suet Yee 陳雪怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-05-16 | 2011-06-15 | Rep | Dealing in securities | 2011-05-16 | 2016-02-22 | RO | Advising on corporate finance | 2011-06-15 | 2016-12-11 | RO | Dealing in securities | 2016-02-22 | 2016-12-11 |
| 2 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2016-12-20 | 2017-01-17 | RO | Advising on corporate finance | 2017-01-17 | RO | Advising on securities | 2018-01-16 |
| 3 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | RO | Dealing in securities | 2018-07-03 | |
| 4 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2009-05-04 | 2011-05-03 | Rep | Dealing in securities | 2009-05-04 | 2011-05-03 |
| 5 | ICEA CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2007-05-02 | 2008-09-30 |
| 6 | ICEA CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-08-29 | 2009-04-24 | Rep | Dealing in securities | 2006-09-21 | 2009-04-24 |
| 7 | SBI China Capital Partners Limited | Rep | Advising on corporate finance | 2005-01-27 | 2006-08-07 |
| 8 | STANHILL (HONG KONG) LIMITED | Rep | Advising on securities | 2004-07-22 | Rep | Asset management | 2004-07-22 | Rep | Dealing in securities | 2004-07-22 | Rep | Advising on corporate finance | 2005-06-09 |
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