Lai, Jimmy Ching Man 黎政民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-12-29 | 2014-05-25 | Rep | Dealing in securities | 2010-12-29 | 2014-05-25 |
| 2 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-04-30 | 2021-08-11 | RO | Advising on corporate finance | 2021-08-11 |
| 3 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-04-30 | 2021-08-11 | RO | Dealing in securities | 2021-08-11 |
| 4 | GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED | Rep | Advising on corporate finance | 2014-12-09 | 2015-04-29 | Rep | Dealing in securities | 2014-12-09 | 2015-04-29 | RO | Advising on corporate finance | 2015-04-29 | 2015-05-21 | RO | Dealing in securities | 2015-04-29 | 2015-05-21 |
| 5 | KINGSTON CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2007-12-17 | 2009-04-04 |
| 6 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2016-11-02 | 2016-12-30 | Rep | Dealing in securities | 2016-11-02 | 2016-12-30 | Rep | Advising on securities | 2016-11-02 | 2020-11-25 | RO | Advising on corporate finance | 2016-12-30 | 2020-11-25 | RO | Dealing in securities | 2016-12-30 | 2020-11-25 |
| 7 | Neutral Financial Holding Company Limited | Rep | Advising on corporate finance | 2009-04-09 | 2010-12-14 | Rep | Dealing in securities | 2009-06-04 | 2010-12-14 |
| 8 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2014-05-29 | 2014-07-29 | Rep | Dealing in securities | 2014-05-29 | 2014-07-29 | RO | Advising on corporate finance | 2014-07-29 | 2014-12-01 | RO | Dealing in securities | 2014-07-29 | 2014-12-01 |
| 9 | Ping An of China Capital (Hong Kong) Company Limited | Rep | Advising on corporate finance | 2015-06-09 | 2015-06-10 | RO | Advising on corporate finance | 2015-06-10 | 2016-09-30 |
| 10 | PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2015-06-09 | 2016-09-30 |
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