Wong, Nga Yan (SFC:AWD491) 黃雅欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2015-02-25 | 2017-12-08 | Rep | Dealing in securities | 2015-02-25 | 2017-12-08 |
| 2 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-04-19 | 2015-02-16 | Rep | Dealing in securities | 2011-04-19 | 2015-02-16 |
| 3 | GF Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-11-22 | 2011-04-11 |
| 4 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2018-01-15 | 2018-05-02 | RO | Advising on corporate finance | 2018-05-02 |
| 5 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | RO | Dealing in securities | 2021-03-16 |
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