Wong, Wai Yam (SFC:AXX085) 王為任
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2011-08-19 | 2016-11-19 | Rep | Dealing in securities | 2011-08-19 | 2016-11-19 |
| 2 | Huajin Corporate Finance (International) Limited | Rep | Advising on corporate finance | 2016-11-25 | 2017-02-13 | RO | Advising on corporate finance | 2017-02-13 |
| 3 | HUAJIN SECURITIES (INTERNATIONAL) LIMITED | Rep | Dealing in securities | 2021-02-03 | 2021-03-09 | RO | Dealing in securities | 2021-03-09 |
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