Lee, Wah Kin 李華健
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-23 | Rep | Asset management | 2003-12-23 | Rep | Dealing in futures contracts | 2010-09-08 | RO | Dealing in futures contracts | 2010-09-08 | 2017-02-01 |
| 2 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2010-04-30 | |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-23 | Rep | Advising on securities | 2003-12-23 | Rep | Asset management | 2003-12-23 | Rep | Automated trading services | 2003-12-23 | Rep | Dealing in securities | 2017-02-01 |
| 4 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | RO | Dealing in securities | 2018-12-07 | 2020-03-20 | RO | Dealing in futures contracts | 2018-12-07 | 2021-02-21 | Rep | Dealing in securities | 2020-03-20 | 2021-02-21 |
| 5 | STRAITS FINANCIAL (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2017-11-17 | 2018-05-31 |
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