Chan, Oliver B. 陳家榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA GLORY SECURITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2013-07-09 | 2016-10-31 | RO | Dealing in securities | 2013-07-09 | 2016-10-31 | Rep | Dealing in futures contracts | 2017-05-09 | 2017-05-26 | Rep | Dealing in securities | 2017-05-09 | 2017-05-26 | RO | Dealing in futures contracts | 2017-05-26 | 2021-05-31 | RO | Dealing in securities | 2017-05-26 | 2021-05-31 |
| 2 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-27 | 2013-06-29 |
| 3 | CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2006-06-07 | 2007-01-25 | Rep | Leveraged foreign exchange trading | 2007-06-04 | 2010-04-19 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-03 | 2013-06-29 |
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