Lau, Pok Man 劉博文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-28 | 2016-07-01 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2009-07-23 | 2010-06-30 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-28 | 2016-07-01 |
| 4 | PACIFIC WORLD ASSET MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2004-02-11 | Rep | Advising on securities | 2006-03-01 | Rep | Asset management | 2006-03-01 |
| 5 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2006-04-29 | 2009-05-29 | Rep | Asset management | 2006-04-29 | 2009-05-29 |
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