Luk, Wai Tat 陸偉達
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-01-28 | 2011-04-21 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-28 | 2011-04-21 |
| 3 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-07-08 | 2011-12-03 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2011-07-08 | 2011-12-03 |
| 5 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-12-14 | 2015-07-13 |
| 6 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-14 | 2015-07-13 |
| 7 | HERITVEST WEALTH MANAGEMENT (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2019-04-17 | 2020-01-15 |
| 8 | MANGO FINANCIAL LIMITED | Rep | Dealing in securities | 2018-12-14 | 2020-01-15 | Rep | Advising on securities | 2019-01-09 | 2020-01-15 |
| 9 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2015-07-14 | 2018-11-22 |
| 10 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-14 | 2018-11-22 |
| 11 | VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2021-08-24 | 2022-06-30 | Rep | Dealing in securities | 2021-09-07 | 2022-06-30 |
| 12 | VERCAP Financial Services Limited | Rep | Dealing in futures contracts | 2020-03-30 | 2021-01-29 | RO | Dealing in futures contracts | 2021-01-29 | 2021-07-26 |
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