To, Kim Wan 杜劍雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | ||
| 2 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | ||
| 3 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-01-06 | |
| 4 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Asset management | 2004-01-06 | |
| 5 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-01-06 | |
| 6 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2004-01-06 | |
| 7 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Asset management | 2004-01-06 | |
| 8 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Automated trading services | 2004-01-06 |
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