Wong, Cham Ming 黃湛銘

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED RO Advising on securities 2009-03-27 2011-08-31
RO Asset management 2009-03-27 2011-08-31
2 CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED Rep Advising on corporate finance 2003-06-10
Rep Asset management 2003-06-10
Rep Advising on securities 2007-01-30
Rep Asset management 2004-12-17 2008-09-10
RO Advising on securities 2007-01-30 2010-12-13
RO Asset management 2008-09-10 2010-12-13
3 CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED Rep Leveraged foreign exchange trading 2003-08-05 2004-07-27
4 CINDA INTERNATIONAL RESEARCH LIMITED RO Advising on securities 2010-11-01 2012-02-01
5 Future Growth Asset Management Limited RO Advising on securities 2012-07-03
RO Asset management 2012-07-03
6 Future Growth Financial Services Limited Rep Dealing in futures contracts 2013-09-13 2020-09-14
Rep Dealing in securities 2013-09-13 2020-09-14
RO Dealing in futures contracts 2020-09-14
RO Dealing in securities 2020-09-14

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