Lee, Herbert Chok Yin 李作然
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Dealing in futures contracts | 2011-07-01 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on corporate finance | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Advising on securities | 2010-06-30 | Rep | Asset management | 2004-09-22 | 2010-06-30 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | Rep | Advising on corporate finance | 2003-12-16 | Rep | Advising on securities | 2003-12-16 | Rep | Asset management | 2003-12-16 | Rep | Automated trading services | 2003-12-16 |
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