So, Vic Lok 蘇諾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2005-10-13 | 2008-06-01 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2008-07-21 | 2010-06-30 |
| 3 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-04-23 | 2014-02-01 |
| 4 | KGI ASIA LIMITED | Rep | Dealing in securities | 2014-02-18 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2021-03-24 |
| 5 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-09-26 | 2005-09-30 |
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