Woo, Chi Wai 胡志偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Broad Fund Management Limited | RO | Advising on securities | 2023-09-07 | RO | Asset management | 2023-09-07 |
| 2 | CENTALINE SECURITIES LIMITED | RO | Dealing in securities | 2011-11-01 | 2016-07-12 |
| 3 | CENTALINE WEALTH MANAGEMENT LIMITED | Rep | Asset management | 2012-01-26 | 2012-09-17 | Rep | Advising on securities | 2012-01-26 | 2013-07-04 | Rep | Dealing in securities | 2012-01-26 | 2013-07-04 | RO | Asset management | 2012-09-17 | 2016-07-12 | RO | Advising on securities | 2013-07-04 | 2016-07-12 | RO | Dealing in securities | 2013-07-04 | 2016-07-12 |
| 4 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on corporate finance | 2003-12-17 | Rep | Advising on securities | 2010-06-30 | Rep | Asset management | 2010-06-30 |
| 5 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-12-17 | Rep | Advising on securities | 2003-12-17 | Rep | Asset management | 2003-12-17 | Rep | Automated trading services | 2003-12-17 | Rep | Dealing in securities | 2011-10-30 |
| 6 | Entersys Asset Management Hong Kong Limited | RO | Advising on securities | 2022-06-14 | 2023-06-07 | RO | Asset management | 2022-06-14 | 2023-06-07 |
| 7 | Midas Securities Limited | RO | Advising on securities | 2018-08-16 | 2021-03-14 | RO | Asset management | 2018-08-16 | 2021-03-14 | RO | Dealing in securities | 2018-08-16 | 2021-03-14 |
| 8 | Red South Investment Management Limited | RO | Advising on securities | 2017-06-12 | 2017-09-08 | RO | Asset management | 2017-06-12 | 2017-09-08 |
| 9 | SDHG International Securities Limited | RO | Dealing in securities | 2017-10-09 | 2018-06-22 |
| 10 | Sinostar Asset Management Limited | Rep | Advising on securities | 2021-03-23 | 2021-06-17 | Rep | Asset management | 2021-03-23 | 2021-06-17 | RO | Advising on securities | 2021-06-17 | 2022-05-23 | RO | Asset management | 2021-06-17 | 2022-05-23 |
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