Lo, Kendall Kin Chung 羅建忠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citadel Asia Limited | Rep | Asset management | 2010-06-14 | 2013-05-09 |
| 2 | Citadel Securities (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-06-14 | 2013-05-09 | Rep | Dealing in securities | 2010-06-14 | 2013-05-09 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2005-07-05 | 2007-01-31 | Rep | Dealing in securities | 2005-07-05 | 2007-01-31 |
| 4 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2009-07-16 | 2009-11-30 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2007-03-01 | 2008-06-04 | Rep | Automated trading services | 2007-03-08 | 2008-06-04 |
| 6 | Morgan Stanley Hong Kong Futures Limited | Rep | Automated trading services | 2007-03-08 | 2008-06-04 | Rep | Dealing in futures contracts | 2007-03-08 | 2008-06-04 |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2007-03-01 | 2008-06-04 |
| 8 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-01-21 | 2010-05-28 | Rep | Dealing in securities | 2010-01-21 | 2010-05-28 |
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