Lee, William Ho Leung 李浩良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCCF SECURITIES CO., LIMITED | RO | Advising on securities | 2016-04-01 | 2016-06-17 | RO | Asset management | 2016-04-01 | 2016-06-17 |
| 2 | CC Finance Limited | Rep | Advising on corporate finance | 2007-06-28 | 2010-10-20 | Rep | Advising on securities | 2007-06-28 | 2010-10-20 | Rep | Dealing in securities | 2007-06-28 | 2010-10-20 | RO | Advising on corporate finance | 2010-10-20 | 2014-02-26 | RO | Advising on securities | 2010-10-20 | 2014-02-26 | RO | Dealing in securities | 2010-10-20 | 2014-02-26 |
| 3 | CC SIF Advisory Limited | Rep | Advising on securities | 2008-01-18 | 2014-02-26 | RO | Advising on corporate finance | 2008-07-07 | 2014-02-26 | RO | Asset management | 2008-07-07 | 2014-02-26 |
| 4 | China Sunrise Asset Management Limited | Rep | Advising on securities | 2016-07-04 | 2016-08-05 | Rep | Asset management | 2016-07-04 | 2016-08-05 | Rep | Dealing in securities | 2016-07-04 | 2016-08-05 | RO | Advising on securities | 2016-08-05 | 2017-09-12 | RO | Asset management | 2016-08-05 | 2017-09-12 | RO | Dealing in securities | 2016-08-05 | 2017-09-12 |
| 5 | GAOYU SECURITIES LIMITED | RO | Asset management | 2020-12-31 | RO | Dealing in securities | 2020-12-31 | RO | Advising on securities | 2024-03-12 |
| 6 | IAM LEGACY LIMITED | RO | Advising on securities | 2014-10-23 | 2015-02-09 | RO | Asset management | 2014-10-23 | 2015-02-09 |
| 7 | VEDA CAPITAL LIMITED (HK) | Rep | Advising on corporate finance | 2019-08-09 | 2020-11-02 |
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