Cheung, Elaine Ling Yee 張苓怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALLCO FINANCE (ASIA) LIMITED | RO | Advising on securities | 2007-09-21 | 2008-03-17 | RO | Dealing in securities | 2007-09-21 | 2008-03-17 |
| 2 | CC Finance Limited | Rep | Advising on corporate finance | 2008-05-20 | 2020-06-30 | Rep | Advising on securities | 2008-05-20 | 2020-06-30 | Rep | Dealing in securities | 2008-05-20 | 2020-06-30 |
| 3 | CC SIF Advisory Limited | RO | Advising on securities | 2007-03-01 | 2020-06-30 | RO | Advising on corporate finance | 2014-07-17 | 2020-06-30 | Rep | Asset management | 2018-05-04 | 2019-08-20 | RO | Dealing in securities | 2019-05-22 | 2020-06-30 | RO | Asset management | 2019-08-20 | 2020-06-30 |
| 4 | J.P. MORGAN SECURITIES (FAR EAST) LIMITED | Rep | Advising on corporate finance | 2003-05-30 | Rep | Advising on securities | 2003-05-30 | Rep | Asset management | 2003-05-30 |
| 5 | MAN INVESTMENTS (HONG KONG) LIMITED | Rep | Asset management | 2004-11-08 | 2005-02-17 | Rep | Advising on securities | 2004-11-08 | 2006-06-26 | Rep | Dealing in securities | 2005-08-11 | 2006-06-26 |
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