Yeung, Ling Yan 楊苓欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CC Finance Limited | Rep | Advising on corporate finance | 2008-05-19 | 2012-11-30 | Rep | Advising on securities | 2008-05-19 | 2012-11-30 | Rep | Dealing in securities | 2008-05-19 | 2012-11-30 | Rep | Advising on corporate finance | 2017-09-15 | Rep | Advising on securities | 2017-09-15 | Rep | Dealing in securities | 2017-09-15 |
| 2 | CC SIF Advisory Limited | Rep | Advising on securities | 2007-05-08 | 2012-11-30 | Rep | Advising on corporate finance | 2009-02-23 | 2012-11-30 | Rep | Advising on corporate finance | 2017-09-15 | 2020-02-07 | Rep | Advising on securities | 2017-09-15 | 2020-02-07 | Rep | Asset management | 2017-09-15 | 2020-02-07 | RO | Advising on corporate finance | 2020-02-07 | RO | Advising on securities | 2020-02-07 | RO | Asset management | 2020-02-07 | RO | Dealing in securities | 2020-02-07 |
| 3 | HAITONG INTERNATIONAL CAPITAL (HK) LIMITED | Rep | Advising on corporate finance | 2012-12-24 | 2016-01-06 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2012-12-24 | 2016-01-06 | Rep | Dealing in securities | 2012-12-24 | 2016-01-06 |
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