Yeh, Ching Ju 葉靜儒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CR Wealth and Asset Management Limited | RO | Asset management | 2017-10-27 | 2019-12-31 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Asset management | 2003-08-22 | 2006-04-06 | Rep | Dealing in securities | 2003-09-03 | 2006-04-06 |
| 3 | GRAND PARTNERS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2003-08-19 | RO | Asset management | 2003-08-19 | 2003-08-20 |
| 4 | NOAH HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2015-01-15 | 2015-02-13 | Rep | Asset management | 2015-01-15 | 2015-02-13 | Rep | Dealing in securities | 2015-01-15 | 2015-02-13 | RO | Advising on securities | 2015-02-13 | 2015-06-24 | RO | Asset management | 2015-02-13 | 2015-06-24 | RO | Dealing in securities | 2015-02-13 | 2015-06-24 |
| 5 | Vision Capital Investment Management Limited | Rep | Asset management | 2004-03-18 | 2004-06-16 | Rep | Dealing in securities | 2004-03-18 | 2004-06-16 | RO | Asset management | 2004-06-16 | 2008-07-01 | RO | Dealing in securities | 2004-06-16 | 2008-07-01 | RO | Advising on securities | 2008-01-12 | 2008-07-01 | Rep | Advising on securities | 2008-08-20 | 2013-03-01 | Rep | Asset management | 2008-08-20 | 2013-03-01 | Rep | Dealing in securities | 2008-08-20 | 2013-03-01 | RO | Advising on securities | 2013-03-01 | 2014-12-31 | RO | Asset management | 2013-03-01 | 2014-12-31 | RO | Dealing in securities | 2013-03-01 | 2014-12-31 |
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