Guo, Dajiang 過大江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Cheung On Securities Limited | RO | Advising on securities | 2018-07-20 | RO | Dealing in securities | 2018-07-20 | 2021-11-19 |
| 2 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2016-08-26 | 2017-07-04 |
| 3 | CICC US Securities, Inc. | RO | Dealing in securities | 2009-07-07 | 2011-03-31 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-04-01 | 2011-05-18 | RO | Dealing in securities | 2011-05-18 | 2015-10-28 | Rep | Dealing in securities | 2015-10-28 | 2016-07-31 |
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