Liu, Jin (SFC:AEU168) 劉瑾
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-31 | 2007-02-13 | RO | Dealing in securities | 2007-02-13 | 2015-10-28 | Rep | Dealing in securities | 2015-10-28 | Rep | Advising on securities | 2019-04-09 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-03-31 | 2007-02-13 | RO | Dealing in futures contracts | 2007-02-13 | 2015-10-28 | Rep | Dealing in futures contracts | 2015-10-28 |
| 3 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-03-11 | |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-10 | Rep | Advising on securities | 2004-01-10 | Rep | Asset management | 2004-01-10 | Rep | Dealing in securities | 2004-03-11 |
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