Yeung, Eric Sau San 楊秀臣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on corporate finance | 2004-09-30 | 2007-04-19 | RO | Dealing in securities | 2004-09-30 | 2007-04-19 |
2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-04-30 | 2007-06-11 | RO | Advising on securities | 2007-06-11 | 2014-04-01 | RO | Dealing in securities | 2007-06-11 | 2014-04-01 |
3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-09-03 | 2010-04-19 | RO | Dealing in futures contracts | 2010-04-19 | 2014-04-01 |
4 | CSI Corporate Finance (HK) Limited | RO | Advising on securities | 2004-07-30 | RO | Advising on corporate finance | 2004-08-18 | RO | Dealing in securities | 2004-08-18 | Rep | Advising on corporate finance | 2012-04-18 | 2014-04-01 |
5 | ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2015-03-31 | 2024-03-13 | RO | Asset management | 2015-03-31 | 2024-03-13 | RO | Dealing in securities | 2016-06-15 | 2024-03-13 |
6 | ICBC INTERNATIONAL FUND MANAGEMENT LIMITED | RO | Advising on securities | 2023-12-22 | 2024-03-26 | RO | Asset management | 2023-12-22 | 2024-03-26 | RO | Dealing in securities | 2023-12-22 | 2024-03-26 |
7 | ICBC INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2015-03-31 | 2020-09-03 |
8 | ICBC INTERNATIONAL RESEARCH LIMITED | RO | Advising on securities | 2015-03-31 | 2017-06-09 |
9 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2014-04-17 | 2014-05-23 | Rep | Dealing in futures contracts | 2014-04-17 | 2014-05-23 | Rep | Dealing in securities | 2014-04-17 | 2014-05-23 | RO | Dealing in futures contracts | 2014-05-23 | 2019-12-30 | RO | Advising on securities | 2014-05-23 | 2020-09-03 | RO | Dealing in securities | 2014-05-23 | 2020-09-03 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy