Chan, Sau Kuen (SFC:AFU450) 陳秀娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2004-03-23 | 2011-04-02 |
2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-23 | 2011-04-02 | Rep | Leveraged foreign exchange trading | 2005-02-07 | 2011-04-02 |
3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-04-28 | Rep | Advising on securities | 2019-03-20 |
4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-04-28 |
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