Cheung, Yu Siu 張遇笑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-04-02 | 2007-03-09 | RO | Dealing in securities | 2007-03-09 | 2010-11-19 | Rep | Dealing in securities | 2010-11-19 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-04-02 | 2007-03-09 | RO | Dealing in futures contracts | 2007-03-09 | 2010-11-19 | Rep | Dealing in futures contracts | 2010-11-19 |
| 3 | DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-10-13 | Rep | Asset management | 2003-10-13 | Rep | Advising on securities | 2003-10-31 | Rep | Dealing in securities | 2004-03-18 | Rep | Dealing in futures contracts | 2003-11-03 | 2004-03-18 |
| 4 | DBS VICKERS FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-10-31 | Rep | Asset management | 2003-10-31 | Rep | Dealing in futures contracts | 2003-12-11 |
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