Chow, Chi Man (SFC:AQG776) 鄒志文

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 China Securities (International) Brokerage Company Limited Rep Advising on securities 2015-08-13 2019-05-31
Rep Dealing in securities 2015-08-13 2019-05-31
Rep Dealing in futures contracts 2016-03-09 2019-05-31
2 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2011-05-18 2014-08-07
3 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED Rep Advising on futures contracts 2019-06-20 2022-02-16
Rep Advising on securities 2019-06-20 2022-02-16
Rep Asset management 2019-06-20 2022-02-16
4 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2019-06-20 2020-12-09
Rep Advising on securities 2019-06-20 2020-12-09
Rep Asset management 2019-06-20 2020-12-09
5 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED Rep Advising on securities 2019-06-20 2022-02-16
Rep Asset management 2019-06-20 2022-02-16
Rep Dealing in securities 2019-06-20 2022-02-16
6 Northern Trust Company of Hong Kong Limited (The) Rep Dealing in securities 2008-03-03 2011-05-06

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