Chow, Chi Man (SFC:AQG776) 鄒志文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2015-08-13 | 2019-05-31 | Rep | Dealing in securities | 2015-08-13 | 2019-05-31 | Rep | Dealing in futures contracts | 2016-03-09 | 2019-05-31 |
2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-05-18 | 2014-08-07 |
3 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2019-06-20 | 2022-02-16 | Rep | Advising on securities | 2019-06-20 | 2022-02-16 | Rep | Asset management | 2019-06-20 | 2022-02-16 |
4 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2019-06-20 | 2020-12-09 | Rep | Advising on securities | 2019-06-20 | 2020-12-09 | Rep | Asset management | 2019-06-20 | 2020-12-09 |
5 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2019-06-20 | 2022-02-16 | Rep | Asset management | 2019-06-20 | 2022-02-16 | Rep | Dealing in securities | 2019-06-20 | 2022-02-16 |
6 | Northern Trust Company of Hong Kong Limited (The) | Rep | Dealing in securities | 2008-03-03 | 2011-05-06 |
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