Chu, Hou Cheong 朱浩章
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2003-04-28 | Rep | Asset management | 2003-04-28 | Rep | Automated trading services | 2004-03-11 | Rep | Advising on securities | 2004-10-06 | Rep | Dealing in securities | 2018-06-22 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-06-07 | 2018-06-22 |
| 3 | HANTEC FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-08-05 | |
| 4 | HANTEC SECURITIES CO., LIMITED | Rep | Dealing in securities | 2021-08-05 | |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2018-12-06 | 2021-03-08 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-12-06 | 2021-03-08 |
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