Hsiao, Ka Li 蕭嘉莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2005-10-20 | 2007-08-01 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-12-04 | 2014-12-01 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2008-01-28 | 2014-12-01 |
| 4 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-12-16 | 2016-01-09 |
| 5 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2014-12-16 | 2016-01-09 |
| 6 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2016-01-21 | 2022-04-29 |
| 7 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2016-01-21 | 2022-04-29 |
| 8 | Central China International Securities Co., Limited | Rep | Advising on securities | 2022-06-06 | 2023-08-28 |
| 9 | Central China International Securities Co., Limited | Rep | Dealing in securities | 2022-06-06 | 2023-08-28 |
| 10 | JMC Capital HK Limited | Rep | Advising on securities | 2023-09-04 | 2024-01-02 |
| 11 | JMC Capital HK Limited | Rep | Dealing in securities | 2023-09-04 | 2024-01-02 |
| 12 | JMC Capital International Limited | Rep | Advising on securities | 2023-09-04 | 2024-01-02 |
| 13 | JMC Capital International Limited | Rep | Dealing in securities | 2023-09-04 | 2024-01-02 |
| 14 | JMC Capital HK Limited | Rep | Asset management | 2023-10-03 | 2024-02-26 |
| 15 | JMC Capital International Limited | Rep | Advising on futures contracts | 2023-10-03 | 2024-02-26 |
| 16 | JMC Capital International Limited | Rep | Dealing in futures contracts | 2023-10-03 | 2024-02-26 |
| 17 | JMC Capital HK Limited | RO | Advising on securities | 2024-01-02 | 2024-02-26 |
| 18 | JMC Capital HK Limited | RO | Dealing in securities | 2024-01-02 | 2024-02-26 |
| 19 | JMC Capital International Limited | RO | Advising on securities | 2024-01-02 | 2024-02-26 |
| 20 | JMC Capital International Limited | RO | Dealing in securities | 2024-01-02 | 2024-02-26 |
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