Hu, Qian (SFC:ARB302) 胡倩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-04-06 | 2014-07-26 |
2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-04-06 | 2014-07-26 |
3 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-09-11 | |
4 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-09-11 | Rep | Advising on securities | 2019-09-23 |
5 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2014-07-31 | 2016-05-20 | Rep | Dealing in securities | 2014-07-31 | 2016-05-20 |
6 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2008-06-19 | 2011-03-25 | Rep | Dealing in futures contracts | 2010-01-13 | 2011-03-25 |
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