Ip, Siu Man 葉兆文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2005-03-23 | Rep | Advising on securities | 2021-03-12 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2005-03-23 | |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-05-16 | 2003-08-15 | Rep | Dealing in futures contracts | 2003-05-16 | 2005-03-22 | Rep | Leveraged foreign exchange trading | 2004-10-21 | 2005-03-22 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Automated trading services | 2003-05-16 | 2005-03-22 | Rep | Dealing in securities | 2003-05-16 | 2005-03-22 |
| 5 | SINO CAPITAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-05-16 | Rep | Advising on securities | 2003-05-16 | Rep | Asset management | 2003-05-16 | Rep | Automated trading services | 2003-05-16 | Rep | Dealing in securities | 2003-05-16 |
| 6 | Well Link International Securities Limited | Rep | Advising on futures contracts | 2003-05-16 | Rep | Asset management | 2003-05-16 | Rep | Automated trading services | 2003-05-16 | Rep | Dealing in futures contracts | 2003-05-16 |
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