Kwok, Hoi Yan (SFC:ANB388) 郭凱欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2006-02-20 | 2010-10-02 | Rep | Advising on securities | 2011-03-07 | 2020-09-16 | Rep | Dealing in securities | 2020-08-13 | RO | Advising on securities | 2020-09-16 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2020-08-13 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy