Law, Joanne Chui Ha 羅翠霞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-04-04 | 2011-10-04 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-07-04 | 2011-10-04 |
| 3 | ICBC (Asia) Futures Company Limited | RO | Advising on futures contracts | 2013-07-23 | 2021-07-27 | RO | Dealing in futures contracts | 2013-07-23 | 2021-07-27 |
| 4 | ICBC (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-05-03 | 2022-10-05 |
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