Lee, Fung Nin 李豐年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2004-03-11 | |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Automated trading services | 2004-03-11 | |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2004-04-29 | |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Asset management | 2004-04-29 | |
| 5 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-12-26 | |
| 6 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2014-12-26 | |
| 7 | CMB International Securities Limited | Rep | Dealing in securities | 2015-01-12 | 2015-10-14 |
| 8 | CMB International Global Markets Limited | Rep | Dealing in securities | 2019-07-26 | 2022-02-07 |
| 9 | CMB International Securities Limited | RO | Dealing in securities | 2015-10-14 | 2022-05-10 |
| 10 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-05-25 | 2022-05-10 |
| 11 | CMB International Securities Limited | Rep | Advising on securities | 2021-11-16 | 2022-05-10 |
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