Lee, Kam Chiu (SFC:AQE317) 李錦超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2010-05-27 | 2013-10-01 |
| 2 | CLSA LIMITED | Rep | Advising on securities | 2013-10-02 | 2022-04-29 |
| 3 | ICBC INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2009-07-10 | 2010-05-01 |
| 4 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-15 | 2009-07-14 |
| 5 | ICEA SECURITIES ASIA LIMITED | Rep | Advising on securities | 2007-12-19 | 2009-05-27 |
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