Lee, Percy Tsz Chiu 李子釗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-10-05 | 2007-05-04 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2007-05-16 | 2019-01-16 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2007-05-16 | 2019-01-16 |
| 4 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2019-01-30 | |
| 5 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2019-01-30 | |
| 6 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-06-21 | 2007-05-04 |
| 7 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2005-02-23 | 2006-05-24 |
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