Leung, Katherine Chung Yee 梁頌儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on corporate finance | 2004-03-11 | Rep | Automated trading services | 2004-03-11 | Rep | Advising on securities | 2004-04-29 | Rep | Asset management | 2004-04-29 | Rep | Dealing in securities | 2012-11-01 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-01-10 | 2012-11-01 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-11-12 | 2017-10-02 | Rep | Dealing in securities | 2017-10-03 | 2022-02-28 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-11-12 | 2022-02-28 |
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