Li, Chunbo (SFC:AOS336) 李春波

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CITIC Securities Brokerage (HK) Limited Rep Advising on securities 2007-03-21 2013-02-26
2 CLSA LIMITED Rep Advising on securities 2020-09-11 2021-05-14
Rep Automated trading services 2020-09-11 2021-05-14
Rep Dealing in securities 2020-09-11 2021-05-14
RO Advising on securities 2021-05-14
RO Automated trading services 2021-05-14
RO Dealing in securities 2021-05-14

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