Li, Li (SFC:ATB544) 李莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-05-25 | 2013-08-23 |
| 2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2011-12-28 | 2013-08-23 |
| 3 | GOLDEN MOUNTAIN FINANCIAL LIMITED | Rep | Dealing in futures contracts | 2018-06-19 | 2021-07-23 | Rep | Dealing in securities | 2018-06-19 | 2021-07-23 |
| 4 | YUE XIU FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2014-03-11 | 2018-05-18 |
| 5 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-09-17 | 2018-05-18 |
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