Liang, Yuan (SFC:AMH432) 梁苑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-10-06 | 2017-07-31 |
2 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2009-10-06 | 2017-07-31 |
3 | CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2018-01-09 | 2018-04-11 | RO | Dealing in futures contracts | 2018-04-11 | 2020-06-15 |
4 | CMBC International Securities Limited | Rep | Advising on securities | 2018-12-03 | 2020-06-15 | Rep | Dealing in securities | 2018-12-03 | 2020-06-15 |
5 | CMBC SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-01-09 | 2018-04-11 | Rep | Dealing in securities | 2018-01-09 | 2018-04-11 | RO | Advising on securities | 2018-04-11 | 2020-06-15 | RO | Dealing in securities | 2018-04-11 | 2020-06-15 |
6 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-09-08 | 2009-03-16 | Rep | Dealing in futures contracts | 2009-08-10 | 2009-10-02 |
7 | HAITONG INTERNATIONAL RESEARCH LIMITED | Rep | Advising on securities | 2009-04-14 | 2009-06-16 |
8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-09-08 | 2009-03-16 | Rep | Leveraged foreign exchange trading | 2006-02-27 | 2009-03-16 | Rep | Dealing in securities | 2009-06-26 | 2009-10-02 |
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