Liang, Yuan (SFC:AMH432) 梁苑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL RESEARCH LIMITED Rep Advising on securities 2009-04-14 2009-06-16
CMBC SECURITIES COMPANY LIMITED Rep 2018-01-09 2018-04-11
CMBC SECURITIES COMPANY LIMITED RO 2018-04-11 2020-06-15
CMBC International Securities Limited Rep 2018-12-03 2020-06-15
2 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2005-09-08 2009-03-16
HAITONG INTERNATIONAL FUTURES LIMITED Rep 2009-08-10 2009-10-02
CITIC Securities Futures (HK) Limited Rep 2009-10-06 2017-07-31
CMBC INTERNATIONAL FUTURES COMPANY LIMITED Rep 2018-01-09 2018-04-11
CMBC INTERNATIONAL FUTURES COMPANY LIMITED RO 2018-04-11 2020-06-15
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2005-09-08 2009-03-16
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep 2009-06-26 2009-10-02
CITIC Securities Brokerage (HK) Limited Rep 2009-10-06 2017-07-31
CMBC SECURITIES COMPANY LIMITED Rep 2018-01-09 2018-04-11
CMBC SECURITIES COMPANY LIMITED RO 2018-04-11 2020-06-15
CMBC International Securities Limited Rep 2018-12-03 2020-06-15
4 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2006-02-27 2009-03-16

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