Liang, Yuan (SFC:AMH432) 梁苑

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL RESEARCH LIMITED Rep Advising on securities 2009-04-14 2009-06-16
2 CMBC SECURITIES COMPANY LIMITED Rep Advising on securities 2018-01-09 2018-04-11
3 CMBC International Securities Limited Rep Advising on securities 2018-12-03 2020-06-15
4 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2005-09-08 2009-03-16
5 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2009-08-10 2009-10-02
6 CITIC Securities Futures (HK) Limited Rep Dealing in futures contracts 2009-10-06 2017-07-31
7 CMBC INTERNATIONAL FUTURES COMPANY LIMITED Rep Dealing in futures contracts 2018-01-09 2018-04-11
8 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2005-09-08 2009-03-16
9 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2009-06-26 2009-10-02
10 CITIC Securities Brokerage (HK) Limited Rep Dealing in securities 2009-10-06 2017-07-31
11 CMBC SECURITIES COMPANY LIMITED Rep Dealing in securities 2018-01-09 2018-04-11
12 CMBC International Securities Limited Rep Dealing in securities 2018-12-03 2020-06-15
13 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Leveraged foreign exchange trading 2006-02-27 2009-03-16
14 CMBC SECURITIES COMPANY LIMITED RO Advising on securities 2018-04-11 2020-06-15
15 CMBC INTERNATIONAL FUTURES COMPANY LIMITED RO Dealing in futures contracts 2018-04-11 2020-06-15
16 CMBC SECURITIES COMPANY LIMITED RO Dealing in securities 2018-04-11 2020-06-15

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