Lin, Jen-Min 林振民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2011-06-22 | 2013-06-23 |
| 2 | PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Advising on securities | 2008-03-18 | 2009-10-01 |
| 3 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2017-04-10 | 2020-08-31 | Rep | Asset management | 2017-04-10 | 2020-08-31 | Rep | Dealing in securities | 2017-04-10 | 2020-08-31 |
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