Lo, Szu-yuan 駱思遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-11-21 | 2015-04-04 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2011-05-03 | 2012-08-01 |
| 3 | SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2018-11-06 | 2019-05-06 |
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