Poon, Wai Yip (SFC:AUI080) 潘偉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2012-09-28 | 2017-10-10 | Rep | Dealing in futures contracts | 2024-04-30 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2012-09-28 | 2017-10-10 | Rep | Advising on securities | 2013-06-03 | 2017-10-10 | Rep | Advising on securities | 2020-06-01 | Rep | Dealing in securities | 2020-06-01 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2009-12-10 | 2012-09-24 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2009-12-10 | 2012-09-24 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2017-11-17 | 2020-04-06 | Rep | Dealing in securities | 2017-11-17 | 2020-04-06 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy