Stocker, Benjamin James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-05-26 | 2012-11-10 | Rep | Advising on securities | 2011-07-13 | 2011-10-27 |
| 2 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2008-02-14 | 2010-04-01 |
| 3 | Religare Capital Markets (Hong Kong) Limited | Rep | Advising on securities | 2015-08-24 | 2015-11-11 | Rep | Dealing in securities | 2015-09-02 | 2015-11-11 |
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