Sun, Jianfeng (SFC:AOC797) 孫劍鋒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | APlus Partners Asset Management Limited | Rep | Advising on securities | 2021-03-05 | 2021-05-26 | Rep | Asset management | 2021-04-13 | 2021-05-26 | RO | Advising on securities | 2021-05-26 | 2022-01-01 | RO | Asset management | 2021-05-26 | 2022-01-01 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2006-10-27 | 2008-05-30 | Rep | Dealing in securities | 2006-10-27 | 2008-05-30 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2008-08-04 | 2012-05-25 | Rep | Dealing in securities | 2008-08-04 | 2012-05-25 | RO | Advising on securities | 2012-05-25 | 2017-05-16 | RO | Dealing in securities | 2012-05-25 | 2017-05-16 |
| 4 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-06-19 | 2017-05-16 |
| 5 | CITIC Securities International Global Markets Limited | RO | Advising on securities | 2017-05-23 | 2020-08-13 | RO | Dealing in futures contracts | 2017-05-23 | 2020-08-13 | RO | Dealing in securities | 2017-05-23 | 2020-08-13 | Rep | Advising on securities | 2020-08-13 | 2020-09-21 | Rep | Dealing in futures contracts | 2020-08-13 | 2020-09-21 | Rep | Dealing in securities | 2020-08-13 | 2020-09-21 |
| 6 | Spectrum Capital Management Limited (HK) | RO | Advising on securities | 2022-10-31 | RO | Asset management | 2022-10-31 |
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