Sun, Kai Man 孫啟文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-05-20 | 2010-02-06 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-20 | 2010-02-06 |
| 3 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-07-28 | 2015-09-09 |
| 4 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-07-28 | 2015-09-09 |
| 5 | China Chengtong (Hong Kong) Asset Management Company Limited | RO | Dealing in securities | 2017-11-23 | 2019-10-31 |
| 6 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-02-19 | 2014-09-13 |
| 7 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2010-02-19 | 2014-09-13 |
| 8 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2017-02-21 | 2017-10-27 |
| 9 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2017-02-21 | 2017-10-27 |
| 10 | Yunfeng Financial Markets Limited | Rep | Dealing in securities | 2019-11-21 | 2020-02-04 | RO | Dealing in securities | 2020-02-04 | 2023-08-22 | RO | Advising on securities | 2022-02-21 | 2023-08-22 |
| 11 | Yunfeng Securities Limited | Rep | Dealing in securities | 2019-11-21 | 2020-02-04 | RO | Dealing in securities | 2020-02-04 | 2023-08-22 | RO | Advising on securities | 2022-02-21 | 2023-08-22 |
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