Tsui, Roger Chi Fung 徐志豐
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI Securities Company Limited | Rep | Advising on securities | 2009-08-04 | 2010-10-17 | Rep | Dealing in securities | 2009-08-04 | 2010-10-17 |
| 2 | BEAR STEARNS ASIA LIMITED | Rep | Asset management | 2004-12-09 | Rep | Advising on corporate finance | 2007-03-09 | Rep | Advising on securities | 2007-03-09 | Rep | Automated trading services | 2007-03-09 | Rep | Dealing in securities | 2007-03-09 |
| 3 | BEAR STEARNS HONG KONG LIMITED | Rep | Advising on futures contracts | 2004-12-09 | Rep | Asset management | 2004-12-09 | Rep | Dealing in futures contracts | 2004-12-09 |
| 4 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Dealing in securities | 2008-02-12 | 2008-07-26 |
| 5 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2008-02-12 | 2008-07-26 |
| 6 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2010-10-21 | 2011-10-15 |
| 7 | LOUIS CAPITAL MARKETS (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-04-10 | 2007-07-25 |
| 8 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-02-09 | 2009-03-31 |
| 9 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-01-20 | 2009-03-31 | Rep | Advising on securities | 2009-02-09 | 2009-03-31 |
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